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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-19 |
Branch Locations
790 Park Of Commerce Blvd, Boca Raton, FL 33487 • United States
2100 Nw Courtyard Cir, Port St. Lucie, FL 34986 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Sunrise | FL | 09/2020 | 12/2021 |
| New York Life Insurance Co | Sunrise | FL | 06/2020 | 12/2021 |
| General Security | Miami | FL | 07/2018 | 07/2020 |
| United Central Security Inc Dba Ucs | Miami | FL | 03/2011 | 07/2018 |
| Cuna Mutual Group | Waverly | IA | 01/2022 | Present |
| Cuna Brokerage Services, Inc | Waverly | IA | 01/2022 | Present |
| Lpl Financial Llc | Boca Raton | FL | 05/2022 | Present |
1. 05-18-2022-iTHINK Wealth Management- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-22 |
| S66 | Uniform Combined State Law Examination | 2008-01-15 |
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