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Jongsoo Lee

Brock Fiduciary Services LLC

New York, NY

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Current Employers
Brock Fiduciary Services Llc

505 Park Avenue 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-24
  • TX RA
    APPROVED_RES
    Since 2013-10-24

Branch Locations

505 Park Avenue 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brock Securities Llc New York NY 09/2007 Present
Brock Fiduciary Services Llc New York NY 01/2013 Present
Other Businesses

1. BROCK CAPITAL GROUP LLC. SAME ADDRESS AS BD. SENIOR MANAGING DIRECTOR, STRATEGIC ADVISORY SERVICES (NON INVESTMENT-RELATED). APPROX. 80 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
  • S66 Uniform Combined State Law Examination
    2008-02-01
Other Names
  • James Lee
  • Jongsoo James Lee
  • Jongsoo James Lee

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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