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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-02-25 |
Branch Locations
1377 N Center St, Hickory, NC 28601 • United States
6000 Fairview Rd 8Th Fl [Support Center], Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hickory | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hickory | NC | 11/2016 | Present |
SEE COMMON CENTS STORE, NOT INV RELATED, CONOVER, NC, 100% OWNERSHIP, START 9/23/2020, 28 HRS PER MONTH, 0 HRS DURING TRADING, BUYING AND SELLING BOOKS. INSTACART, NOT INV RELATED, SACRAMENTO, CA, PERSONAL SHOPPER, START 12/12/2020, 15 HOURS PER MONTH, ZERO DURING TRADING, SHOPPING AND DELIVERING GOODS. NOTARY PUBLIC, NOT INVT RELATED, CONOVER, NC, NOTARY, START DATE 1/1/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. SEE NOTARY WORK, LLC; NOT INVESTMENT RELATED; CONOVER,NC; 100% OWNERSHIP; START DATE 07/11/2021; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS. JC PREMIER TRANSPORTATION, LLC, NOT INVT RELATED, HICKORY, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 3/21/2023, 64 HRS PER MONTH, 0 HRS DURING TRADING, DRIVER AND BOOKKEEPING FOR NON EMERGENCY MEDICAL TRANSPORTATION BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-23 |
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