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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 10/2007 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 12/2012 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. Kathy Fullmer and Adam Fullmer Joint Lease 2. Investment Related: No 3. (Personal Address) 4. Investment Property 5. Owner 6. 08/01/2019 7. Hours devoted to business: 40 8. Hours devoted during Securities business: 0 9. Manage the property *433893 1. Aurelius Capital Management 2. Investment Related: No 3. Riverton, UT 4. Real Estate 5. Partner 6. 01/01/2020 7. Hours devoted to business: 2 8. Hours devoted during Securities business: 0 9. Property management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-11 |
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