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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-16 |
| CA | RA | APPROVED | 2013-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 09/2007 | Present |
1. 12/7/2016: No Business Name - Investment Related - 2348 La Costa Ave Unit 314, Carlsbad CA 92009 - Real Estate Rental - Start 01/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 12/7/2016: No Business Name - Investment Related - 1330 Reed Ave. Unit 4, San Diego, CA 92109 - Real Estate Rental - Start 01/01/2017 - 4 Hours Per Month - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-03 |
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