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Carlton Light

Citigroup Global Markets Inc.

New York, NY

White Plains, NY

CRD 5429768

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
NY RA APPROVED 2021-09-02
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • NY RA
    APPROVED
    Since 2021-09-02

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

White Plains, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc New York NY 09/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-23
  • S66 Uniform Combined State Law Examination
    2008-01-23
Other Names
  • Carlton Light
  • Carlton D Light

View on SEC IAPD

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