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Tonya Umbehagen

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-30
  • LA RA
    APPROVED
    Since 2024-10-30

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mandeville LA 03/2010 09/2024
Morgan Stanley Mandeville LA 10/2024 Present
Previous Registrations
Other Businesses

I*433137 Entity Type: N/A Name of OBA: Plexus Address: Scottsdale, Arizona, 85258 Investment Related: No Position, Title, Association: Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: Health products such as vitamins and probiotics. I am a wholesaler not really planning to sell the products however I have to be a wholesaler status to get special pricing for the vitamins and probiotics I am taking.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
  • S66 Uniform Combined State Law Examination
    2011-06-08
Other Names
  • Tonya Stephens Mosley
  • Tonya Kay Stephens
  • Tonya Stephens Mosley
  • Tonya Stephens Umbehagen
  • Tonya Mosley
  • Tonya S Umbehagen

View on SEC IAPD

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