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William Cain Stranges

Rbc Capital Markets, LLC

New York, NY

Staten Island, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED 2019-08-15
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED
    Since 2019-08-15

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Manhattan NY 11/2012 08/2019
Rbc Capital Markets, Llc. New York NY 08/2019 Present
City National Bank New York NY 02/2022 Present
  • 11/2012 → 08/2019
    Ameriprise Financial Services, Inc.
    Manhattan, NY
  • 08/2019 → Present
    Rbc Capital Markets, Llc.
    New York, NY
  • 02/2022 → Present
    City National Bank
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-18
S63 Uniform Securities Agent State Law Examination 2008-09-03
  • S65 Uniform Investment Adviser Law Examination
    2013-03-18
  • S63 Uniform Securities Agent State Law Examination
    2008-09-03
Other Names
  • Cain Stranges

View on SEC IAPD

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