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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2020-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Irvine | CA | 06/2016 | 06/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2020 | Present |
| Northwestern Mutual Investment Services Llc | Albuquerque | NM | 06/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2021 | Present |
1. OWNER, SPACE CITY STRATEGIC GROUP, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 7/15/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. OWNER, EWEN HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/6/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-11 |
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