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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-02-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Minnetonka | MN | 06/2013 | 03/2017 |
| Mml Investors Services | Minneapolis | MN | 03/2017 | 11/2020 |
| Guardian Life Insurance Company | Hennepin | MN | 01/2021 | Present |
| Park Avenue Securities | Hennepin | MN | 01/2021 | Present |
1) Notary Public-Notary Public registered in the state of Minnesota Start date: 01/31/2018 Address: 222 Minnetonka Ave S. Wayzata, MN 55391 1 hour per month, 1 during securities trading hours Not investment related No annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-10 |
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