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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-02-04
  • MN RA
    APPROVED
    Since 2021-02-04

Branch Locations

222 Minnetonka Ave So, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Minnetonka MN 06/2013 03/2017
Mml Investors Services Minneapolis MN 03/2017 11/2020
Guardian Life Insurance Company Hennepin MN 01/2021 Present
Park Avenue Securities Hennepin MN 01/2021 Present
  • 06/2013 → 03/2017
    Metlife Securities
    Minnetonka, MN
  • 03/2017 → 11/2020
    Mml Investors Services
    Minneapolis, MN
  • 01/2021 → Present
    Guardian Life Insurance Company
    Hennepin, MN
  • 01/2021 → Present
    Park Avenue Securities
    Hennepin, MN
Previous Registrations
  • 2017-03-25 → 2020-11-24
    Plymouth, MN
    Minneapolis, MN
    Minneapolis, MN
  • 2016-03-10 → 2017-03-25
    Msi Financial Services, Inc.
    Minnetonka, MN
Other Businesses

1) Notary Public-Notary Public registered in the state of Minnesota Start date: 01/31/2018 Address: 222 Minnetonka Ave S. Wayzata, MN 55391 1 hour per month, 1 during securities trading hours Not investment related No annual compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-25
S63 Uniform Securities Agent State Law Examination 2011-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-10-10
Other Names
  • Anna Marie Osborn
  • Anna Marie Finnesgard
  • Anna Marie Finnesgard

View on SEC IAPD

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