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Steven Bruce Baker

Osaic Advisory Services, LLC

Houston, TX

Atlanta, GA

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-10-12
MI RA APPROVED 2024-10-12
TX RA APPROVED 2024-10-12
  • AR RA
    APPROVED
    Since 2024-10-12
  • MI RA
    APPROVED
    Since 2024-10-12
  • TX RA
    APPROVED
    Since 2024-10-12

Branch Locations

4550 Post Oak Place Ste 228, Houston, TX 77027 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ids Life Insurance Houston TX 03/2000 Present
American Portfolios Financial Services, Inc. Houston TX 06/2005 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Advisory Services Atlanta GA 10/2024 Present
  • 03/2000 → Present
    Ids Life Insurance
    Houston, TX
  • 06/2005 → 10/2024
    American Portfolios Financial Services, Inc.
    Houston, TX
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-02
  • S66 Uniform Combined State Law Examination
    2000-05-02

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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