Shannon L Bereza

Current Employers

Employment History

• 09/2021 → 07/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI
• 04/2015 → 09/2021
  Edward Jones
  Green Bay, WI
• 07/2026 → Present
  Private Client Services, Llc
  Green Bay , WI
• 07/2026 → Present
  Nicolet Wealth Management
  Green Bay, WI

Previous Registrations

• 2024-10-07 → 2026-07-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI
  New York, NY

Other Businesses

1) Name of the other business: Notary - State of Wisconsin Whether the business is investment-related: Not investment related Address of the other business: Wrightstown, WI 54180 Nature of the other business: Notary Services Title, or relationship with the other business: Self - Notary Start date of your relationship: 09/2018 Approximate number of hours/month you devote to the other business: Less than 1 hour/month Number of hours you devote to the other business during securities trading hours: Less than 1 hour/ month Briefly describe your duties relating to the other business: Notary services for the state of Wisconsin 2) Nicolet Advisory Services, LLC; Investment Related; 111 N. Washington St., Green Bay, WI 54301; RIA; Advisory Client Service Supervisor; Start Date: 07/27/2026; Number of hours/month: 160; Number of hours during securities trading: 160; Working with the client service associates and advisors with questions and guidance overseeing the everyday details of the position.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-04
• S63 Uniform Securities Agent State Law Examination
  2008-02-12

Other Names

• Shannon Lynn Schmidt
• Shannon L Bereza
• Shannon Bereza