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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
Branch Locations
193 Keith Foster Dr., New Braunfels, TX 78130 • United States
193 Keith Foster Dr., New Braunfels, TX 78130 • United States
Selma, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | San Antonio | TX | 08/2007 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2018 | Present |
1) NOTARY PUBLIC, 1019 BRAZOS, AUSTIN, TX, 8/2018, NIR, AS NOTARY PUBLIC FOR TEXAS, 2HRS/MO, 2HRS/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 01/02/2018 3) GFS RETIREMENT, LLC, 193 Keith Foster DR, New Braunfels TX 78233, United States, 04/17/2023, Agent, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING 4) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 193 KEITH FOSTER DR, NEW BRAUNFELS TX 78130, 10/2023, INV REL, 5 HRS/MO, 5 HRS TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-20 |
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