Heather Marie Mazoch

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 12/2017
  Raymond James & Associates
  San Antonio, TX
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2016-04-21 → 2017-12-21
  Raymond James & Associates, Inc.
  San Antonio, TX

Other Businesses

1) NOTARY PUBLIC, 1019 BRAZOS, AUSTIN, TX, 8/2018, NIR, AS NOTARY PUBLIC FOR TEXAS, 2HRS/MO, 2HRS/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 01/02/2018 3) GFS RETIREMENT, LLC, 193 Keith Foster DR, New Braunfels TX 78233, United States, 04/17/2023, Agent, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING 4) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 193 KEITH FOSTER DR, NEW BRAUNFELS TX 78130, 10/2023, INV REL, 5 HRS/MO, 5 HRS TRADING

Exams

• S66 Uniform Combined State Law Examination
  2016-04-20

Designations

• Certified Financial Planner

Other Names

• Heather Marie Mazoch
• Heather Marie Fey