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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-06
TX RA APPROVED 2022-04-06
  • CA RA
    APPROVED
    Since 2022-04-06
  • TX RA
    APPROVED
    Since 2022-04-06

Branch Locations

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Manhattan Beach CA 10/2012 01/2018
Tgt Holdings, Llc Los Angeles CA 06/2016 Present
Jp Morgan Chase Bank Llc Manhattan Beach CA 01/2018 04/2022
Wells Fargo Clearing Services, Llc Encino CA 04/2022 Present
Previous Registrations
  • 2012-10-01 → 2022-02-09
    Los Angeles, CA
    Marina Del Rey, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Manhattan Beach, CA
    Pico Rivera, CA
    Downey, CA
    Bellflower, CA
    Whittier, CA
    Pico Rivera, CA
    Bellflower, CA
    Pico Rivera, CA
    Whittier, CA
    Downey, CA
    La Mirada, CA
    Los Angeles, CA
    El Segundo, CA
    Manhattan Beach, CA
    Playa Vista, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Culver City, CA
    El Segundo, CA
    Manhattan Beach, CA
    Los Angeles, CA
    El Segundo, CA
    Los Angeles, CA
    Hermosa Beach, CA
    Manhattan Beach, CA
    El Segundo, CA
    Culver City, CA
    Inglewood, CA
    Los Angeles, CA
    Huntington Park, CA
    Hawthorne, CA
    Bell, CA
    Los Angeles, CA
    Inglewood, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Downey, CA
    Los Angeles, CA
    Los Angeles, CA
    Compton, CA
    Los Angeles, CA
    Huntington Park,, CA
    Los Angeles, CA
    Downey, CA
    Lynwood, CA
    South Gate, CA
    South Gate, CA
    Paramount, CA
    Los Angeles, CA
    Los Angeles, CA
    Lynwood, CA
    Los Angeles, CA
    Bellflower, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Bell Gardens, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Gardena, CA
    Los Angeles, CA
    Long Beach, CA
    South Gate, CA
    Huntington Park,, CA
    Downey, CA
    Lynwood, CA
    Los Angeles, CA
    Bell Gardens, CA
    Bell, CA
    Los Angeles, CA
    Paramount, CA
    Los Angeles, CA
    Los Angeles, CA
    Huntington Park, CA
    Lynwood, CA
    Los Angeles, CA
    Compton, CA
    South Gate, CA
  • 2010-04-09 → 2012-10-01
    Chase Investment Services Corp.
    Culver City, CA
    Culver City, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles,, CA
    Marina Del Rey, CA
    Marina Del Rey, CA
    Los Angeles, CA
  • 2007-12-10 → 2010-04-07
    Newport Beach, CA
Other Businesses

TGT HOLDINGS, LLC; NOT INV. RELATED; LOS ANGELES,CA; 100% OWNERSHIP; START DATE 06/28/2017; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE HOLDINGS.| IPQG INC; INV RELATED; LOS ANGELES, CA; S CORP; 100% OWNERSHIP; START DATE 02/09/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-08
  • S66 Uniform Combined State Law Examination
    2007-12-08

View on SEC IAPD

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