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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-12-17 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
2001 North Main Street 1St Floor, Walnut Creek, CA 94596 • United States
150 California St 12Th Floor, San Francisco, CA 94111 • United States
Concord, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Securities, Inc. | San Francisco | CA | 12/2014 | Present |
(1) Name of the other business: Gehringer Park Recreation Club Whether the business is investment-related; Non investment-related Address of the other business: 1790 Lynwood Drive, Concord, CA 94519 Nature of the other business: Private Company Your position; title, or relationship with the other business: Treasurer Start date of your relationship: 03/27/2026 Approximate number of hours/month you devote to the other business: 4-6 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Working with Gehringer's bookkeeper to review the financial statements and membership data, along with helping with the budget.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-28 |
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