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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2018-08-20 |
| CT | RA | APPROVED | 2017-08-07 |
Branch Locations
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
666 3Rd Avenue, New York, NY 10017 • United States
Merrick, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 06/2015 | 06/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 06/2015 | 06/2017 |
| Oppenheimer & Co. Inc. | New York | NY | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-26 |
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