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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2018-08-20
CT RA APPROVED 2017-08-07
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2018-08-20
  • CT RA
    APPROVED
    Since 2017-08-07

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

666 3Rd Avenue, New York, NY 10017 • United States

Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 06/2015 06/2017
Tiaa-Cref Individual & Institutional Services, Llc New York NY 06/2015 06/2017
Oppenheimer & Co. Inc. New York NY 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-30
S63 Uniform Securities Agent State Law Examination 2010-07-26
  • S65 Uniform Investment Adviser Law Examination
    2010-12-30
  • S63 Uniform Securities Agent State Law Examination
    2010-07-26
Designations
Other Names
  • Michael Robert Tynan
  • Michael Tynan

View on SEC IAPD

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