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Christopher Michael Bell

Rockefeller Capital Management

Boca Raton, FL

Rockefeller Financial LLC

Boca Raton, FL

Atlanta, GA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-27
TX RA APPROVED 2024-02-20
  • FL RA
    APPROVED
    Since 2024-02-27
  • TX RA
    APPROVED
    Since 2024-02-20

Branch Locations

5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-21
TX RA APPROVED 2021-01-15
  • FL RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Springs FL 07/2008 01/2021
Bank Of America,N.A. Fort Lauderdale FL 06/2011 01/2021
Rockefeller Financial Llc Boca Ration FL 01/2021 Present
Rockefeller Capital Management Boca Raton FL 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-26
S63 Uniform Securities Agent State Law Examination 2008-04-15
  • S65 Uniform Investment Adviser Law Examination
    2008-06-26
  • S63 Uniform Securities Agent State Law Examination
    2008-04-15
Other Names
  • Chris Bell
  • Christopher M Bell

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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