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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 09/2018
Citigroup New York NY 09/2018 Present
Previous Registrations
  • 2012-10-01 → 2018-09-17
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2010-04-30 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/21/2016 ADDRESS: CARRERA 204 BOGOTA - COLOMBIA DETAILS: BOGOTA - COLOMBIA. THIS IS MY MOTHER'S PROPERTY THAT SHE DECIDED TO PUT IN MY NAME AS AN OWNER. THE PROPERTY IS GOING TO BE RENTED AND ALL THE INCOME IS USED BY MY MOTHER FOR HER LIVING EXPENSES. SHE IS WHO MANAGES THE PROPERTY IN PERSON WHEN SHE IS IN COLOMBIA 6 MONTHS OF THE YEAR. WHEN SHE IS HERE IN THE US WITH ME, THEY SEND ME ANY DOCUMENTS THAT HAVE TO BE SIGNED HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES///// Rental Property - Sarasota, FL; Investment-related; Affiliation started on 08/16/2021; Title: Property Owner; Duties: no duties, property will be managed by a management company; 0 hours devoted each month during and outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13
Other Names
  • Rojas M Sandra

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