Ruby Herrera

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-04-08

CA RA
APPROVED

Since 2009-04-08

Branch Locations

200 S Los Robles Avenue, Pasadena, CA 91101 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Covina, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Scottsdale	AL	09/2007	Present

09/2007 → Present

Ubs Financial Services Inc.

Scottsdale, AL

Other Businesses

Le-Vel / 4818 N Burnaby Dr Covina,CA 91724 / No/ Privately Held / USD / No / No / / Start Date 8/11/16 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-07

S66 Uniform Combined State Law Examination

2009-04-07

Designations

Other Names

Ruby Mardueno
Ruby Villagomez

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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