Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-01 |
| TX | RA | APPROVED | 2023-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | New York | NY | 10/2013 | 10/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 10/2013 | 10/2018 |
| Citigroup | New York | NY | 10/2018 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2020 | 01/2023 |
| Unemployed | New York | NY | 12/2019 | 03/2020 |
| Bank Of America, N.A. | New York | NY | 04/2020 | 01/2023 |
| J.P. Morgan Securities Llc | New York | NY | 02/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-07 |
Reach out to this advisor