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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-08
  • CA RA
    APPROVED
    Since 2023-02-08

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 06/2013 10/2016
Cetera Wealth Services, Llc El Segundo CA 10/2016 Present
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2016 Present
Cetera Investment Services Llc Saint Cloud MN 10/2016 Present
Summit Brokerage Services, Inc. Boca Raton FL 10/2016 12/2019
First Allied Securities, Inc. San Diego CA 10/2016 09/2022
First Allied Advisory Services, Inc. San Diego CA 03/2018 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Guided Connections San Diego CA 08/2023 Present
Revenue Creations Merchandising Suffern NY 11/2024 Present
Bath And Body Works San Diego CA 10/2025 12/2025
Scanscape/Circana Chicago IL 03/2026 Present
  • 06/2013 → 10/2016
    First Allied Securities, Inc.
    San Diego, CA
  • 10/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2016 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2016 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 10/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 03/2018 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Guided Connections
    San Diego, CA
  • 11/2024 → Present
    Revenue Creations Merchandising
    Suffern, NY
  • 10/2025 → 12/2025
    Bath And Body Works
    San Diego, CA
  • 03/2026 → Present
    Scanscape/Circana
    Chicago, IL
Previous Registrations
  • 2020-11-12 → 2023-02-08
    San Diego, CA
  • 2018-03-23 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 2017-01-06 → 2018-03-23
    First Allied Securities, Inc.
    San Diego, CA
Other Businesses

1. NORTH PARK LITTLE LEAGUE; BOARD OF DIRECTORS; NON PROFIT ORGANIZATION; START DATE: 03/17/2017; 8 HOURS PER MONTH; 2. NAME OF OTHER BUSINESS: GUIDED CONNECTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: INSPIRATIONAL AUTHOR/COACH; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSPIRATIONAL AUTHOR/COACH/MENTOR; 3. NAME OF OTHER BUSINESS: REVENUE CREATIONS MERCHANDISING; INVESTMENT RELATED: NO; ADDRESS: 75 MONTEBELLO RD SUFFERN, NY 10956; NATURE OF BUSINESS: RETAIL MERCHANDISING; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: MERCHANDISER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MERCHANDISER FOR INDEPENDENT COMPANY; 4. NAME OF OTHER BUSINESS: SCANSCAPE/CIRCANA; INVESTMENT RELATED: NO; ADDRESS: 203 NORTH LASALLE STREET SUITE 1500 CHICAGO, IL 60601; NATURE OF BUSINESS: RETAIL; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: RETAIL MERCHANDISER; APX NUMBER OF HOURS PER WEEK: 5-8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHECK INVENTORY OF MERCHANDISE ON THE STORE SHELVES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-05
S63 Uniform Securities Agent State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2017-01-05
  • S63 Uniform Securities Agent State Law Examination
    2011-05-06
Other Names
  • Faustina Kerr

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