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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-08 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2013 | 10/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2016 | Present |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2016 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2016 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 10/2016 | 12/2019 |
| First Allied Securities, Inc. | San Diego | CA | 10/2016 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 03/2018 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Guided Connections | San Diego | CA | 08/2023 | Present |
| Revenue Creations Merchandising | Suffern | NY | 11/2024 | Present |
| Bath And Body Works | San Diego | CA | 10/2025 | 12/2025 |
| Scanscape/Circana | Chicago | IL | 03/2026 | Present |
1. NORTH PARK LITTLE LEAGUE; BOARD OF DIRECTORS; NON PROFIT ORGANIZATION; START DATE: 03/17/2017; 8 HOURS PER MONTH; 2. NAME OF OTHER BUSINESS: GUIDED CONNECTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: INSPIRATIONAL AUTHOR/COACH; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSPIRATIONAL AUTHOR/COACH/MENTOR; 3. NAME OF OTHER BUSINESS: REVENUE CREATIONS MERCHANDISING; INVESTMENT RELATED: NO; ADDRESS: 75 MONTEBELLO RD SUFFERN, NY 10956; NATURE OF BUSINESS: RETAIL MERCHANDISING; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: MERCHANDISER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MERCHANDISER FOR INDEPENDENT COMPANY; 4. NAME OF OTHER BUSINESS: SCANSCAPE/CIRCANA; INVESTMENT RELATED: NO; ADDRESS: 203 NORTH LASALLE STREET SUITE 1500 CHICAGO, IL 60601; NATURE OF BUSINESS: RETAIL; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: RETAIL MERCHANDISER; APX NUMBER OF HOURS PER WEEK: 5-8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHECK INVENTORY OF MERCHANDISE ON THE STORE SHELVES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-06 |
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