William Alan Sweet

Current Employers

Employment History

• 05/2002 → Present
  United States Army
  Fort Knox, KY
• 06/2009 → Present
  H.BEck Inc.
  Rockville, MD
• 04/2012 → Present
  Stevens & Sweet Inc.
  Tuxedo, NY

Other Businesses

STEVENS & SWEET INC. POSITION: PRESIDENT NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: NO NUMBER OF HOURS: 180 INVESTMENT RELATED HOURS: 160 START DATE: 04/18/2012 ADDRESS: 9 STORE ROAD, PO BOX 607, TUXEDO NY 10987 DESCRIPTION: ACCOUNTING AND TAX PREPARATION 9 STORE ROAD LLC POSITION: MANAGING MEMBER NATURE: OTHER OBA INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2015 ADDRESS: 9 STORE ROAD, TUXEDO NY 10987 DESCRIPTION: PROPERTY MANAGER FOR FIVE-UNIT RESIDENTIAL/COMMERCIAL BUILDING RWM Tax LLC; Owner; Entity owned by RWM that provides Tax Planning Services; 5/2021; 2 hours per month. Ritholtz Insurance LLC; Entity owned by RWM that provides Fixed Insurance products; 3/2019;0 hours per month. Compound Media, Inc.; Owner; Content Marketing: paid sponsorship of blog / website / video content; 1/2019; 0 hours per month. Sweet Motion LLC; investment-related; "Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB "; 3/2021; 0 hours per month. Advisors Circle Inc.; investment-related; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 8/2020; 0 hours per month. Securitize LLC; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month. Exhibit A for Advice LLC; investment-related; Tuxedo Park, NY; March 2025; Managing Member, entity that provides charts on the economy and the markets for license by investment professionals. 0 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-11

Designations

Other Names

• William A. Sweet