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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-31 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2015-04-01 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/2015 | Present |
50 Lefferts Avenue / United States / 50 Lefferts Avenue, Brooklyn, New York 11225/ Other / Private Residence / Coop Board for private residence / Real Estate / President of coop board / Start Date 11/19/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-28 |
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