Best Investors Account Sign in

Howard William Colgan

Wells Fargo Clearing Services, LLC

Incline Village, NV

Roseville, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-04-07
  • NV RA
    APPROVED
    Since 2016-04-07

Branch Locations

776 Tahoe Blvd, Incline Village, NV 89451 • United States

1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Incline Village NV 01/2016 Present
Wells Fargo Advisors, Llc. Incline Village NV 01/2016 11/2016
Wells Fargo Clearing Services, Llc Incline Village NV 11/2016 Present
  • 01/2016 → Present
    Wells Fargo Bank Na
    Incline Village, NV
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Incline Village, NV
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Incline Village, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
S63 Uniform Securities Agent State Law Examination 2006-11-22
  • S66 Uniform Combined State Law Examination
    2016-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-11-22
Other Names
  • Howard William Colyan
  • Howard William Colgan

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
1CONFIRMATION
INDEPENDENT ADVISOR ALLIANCE, LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
INCLINE INVESTMENT MANAGEMENT, LLC
INCLINE INVESTMENT ADVISORS, LLC

Other Investors

STEVE RAY RUSSELL
JOSHUA SETH MARTIN
ERIC WILLIAM BICKENBACH
THERESA MARIE LARSEN
ELLIOT DEBRABANDER
JEFFREY MARK KLINGER
WILLIAM DONALD RADTKE
ERIKA ELIZABETH HERFERT

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
UBS FINANCIAL SERVICES INC. · Incline Village, NV
1CONFIRMATION · INCLINE VILLAGE, NV
INDEPENDENT ADVISOR ALLIANCE, LLC · Incline Village, NV
WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
U.S. BANCORP ADVISORS, LLC · Incline Village, NV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · INCLINE VILLAGE, NV
MORGAN STANLEY · Incline Village, NV

More in Incline Village, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor