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Howard William Colgan

Wells Fargo Clearing Services, LLC

Incline Village, NV

Roseville, CA

CRD 4149074

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-04-07
  • NV RA
    APPROVED
    Since 2016-04-07

Branch Locations

776 Tahoe Blvd, Incline Village, NV 89451 • United States

1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Incline Village NV 01/2016 Present
Wells Fargo Advisors, Llc. Incline Village NV 01/2016 11/2016
Wells Fargo Clearing Services, Llc Incline Village NV 11/2016 Present
  • 01/2016 → Present
    Wells Fargo Bank Na
    Incline Village, NV
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Incline Village, NV
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Incline Village, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
S63 Uniform Securities Agent State Law Examination 2006-11-22
  • S66 Uniform Combined State Law Examination
    2016-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-11-22
Other Names
  • Howard William Colyan
  • Howard William Colgan

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
UBS FINANCIAL SERVICES INC. · Incline Village, NV
1CONFIRMATION · INCLINE VILLAGE, NV

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