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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
MI RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03
  • MI RA
    APPROVED
    Since 2011-01-03

Branch Locations

2840 Venture Dr, Marquette, MI 49855 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfc First National Bank Marquette MI 06/1985 Present
Wells Fargo Advisors Llc Marquette MI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Marquette MI 11/2016 Present
  • 06/1985 → Present
    Mfc First National Bank
    Marquette, MI
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Marquette, MI
  • 11/2016 → Present
    Marquette, MI
Previous Registrations
  • 2010-02-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Marquette, MI
    Marquette, MI
Other Businesses

TBD LLC, INV RELATED, MARQUETTE, MI, 34% OWNERSHIP, START 9/16/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, STORAGE UNITS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-16
  • S66 Uniform Combined State Law Examination
    2000-05-16

View on SEC IAPD

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