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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED | 2025-02-26 |
| NY | RA | APPROVED | 2025-02-13 |
Branch Locations
301 Se 17Th St, Ocala, FL 34471 • United States
One Bryant Park, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 08/2014 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2025 | Present |
| Bank Of America, N.A. | New York | NY | 04/2025 | Present |
I*2220293, Entity Type: Entity Charitable, Name of OBA: NY SHAMROCK SOCCER CLUB INC, Address: SUNNYSIDE, New York, 11104, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 02/27/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Treasurer I am the treasurer of a non-profit soccer club that I used to play for. I have access to the checking account only held at Chase bank. There is a debit card, check writing and zelle...there is a second signer as well. We have quarterly meetings with minutes taken for the entire club to review at any time. Financials are always reviewed and discussed, the club financials are transparent. I*: 2575261 Entity Type: For Profit Name of OBA: K. W. Address: Weehawken, NJ 07086 Investment Related: No Position, Title, Association: Owner Employee Start Date: 6/23/2025 Number of Hours: 20 hrs wkly Number of Hours during trading: 0 Duties: I own three horses, two of which will be potentially leased or sold, and I will receive payment for either the lease or sales into my BAC checking. I own these horses outright. I own and care for the horses, and two are for the purpose of lease or sales to generate income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-21 |
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