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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-16
TX RA APPROVED 2025-02-26
NY RA APPROVED 2025-02-13
  • FL RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED
    Since 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-13

Branch Locations

301 Se 17Th St, Ocala, FL 34471 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2014 02/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2025 Present
Bank Of America, N.A. New York NY 04/2025 Present
Previous Registrations
Other Businesses

I*2220293, Entity Type: Entity Charitable, Name of OBA: NY SHAMROCK SOCCER CLUB INC, Address: SUNNYSIDE, New York, 11104, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 02/27/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Treasurer I am the treasurer of a non-profit soccer club that I used to play for. I have access to the checking account only held at Chase bank. There is a debit card, check writing and zelle...there is a second signer as well. We have quarterly meetings with minutes taken for the entire club to review at any time. Financials are always reviewed and discussed, the club financials are transparent. I*: 2575261 Entity Type: For Profit Name of OBA: K. W. Address: Weehawken, NJ 07086 Investment Related: No Position, Title, Association: Owner Employee Start Date: 6/23/2025 Number of Hours: 20 hrs wkly Number of Hours during trading: 0 Duties: I own three horses, two of which will be potentially leased or sold, and I will receive payment for either the lease or sales into my BAC checking. I own these horses outright. I own and care for the horses, and two are for the purpose of lease or sales to generate income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2007-11-21
Other Names
  • Kailey Witherspoon Walsh
  • Kailey Walsh

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