Karen Brown Tisdale

Current Employers

Employment History

• 09/2007 → Present
  Brown & Associates Investment Services
  Fayetteville, NC
• 01/2010 → 10/2017
  National Planning Corporation
  Fayetteville, NC
• 10/2017 → 09/2020
  Securities Service Network, Inc
  Fayetteville, NC
• 10/2017 → 09/2020
  Ssn Advisory, Inc
  Fayetteville, NC
• 09/2020 → 06/2024
  Securities America, Inc.
  Fayetteville, NC
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Fayetteville, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fayetteville, NC

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Fayetteville, NC
• 2017-10-09 → 2020-09-18
  Ssn Advisory, Inc.
  Fayetteville, NC
• 2012-01-11 → 2017-10-10
  National Planning Corporation
  Fayetteville, NC

Other Businesses

1) BROWN & ASSOCIATES INVESTMENT SERVICES POSITION: Owner/Producer NATURE: Selling fixed life, annuity, disability, and long term care products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/04/2007 ADDRESS: 1005 Hay Street, Suite 100, Fayetteville NC 28305 DESCRIPTION: Selling fixed life, annuity, disability, and long term care products 2) SAA--ADVISORY POSITION: Registered Investment Advisor NATURE: SAA--Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2020 ADDRESS: 1005 Hay Street, Suite 100, Fayetteville NC 28305 DESCRIPTION: act as a registered investment advisor 3) COMMITTEE TO ELECT CAITLIN EVANS POSITION: Treasurer NATURE: Treasurer for the Committee to Elect Caitlin Evans INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/20/2018 ADDRESS: 1005 Hay Street, Suite 100, Fayetteville NC 28305 DESCRIPTION: Enter donor information into NC Board of Elections software. Prepare reports periodically throughout the year for Cailtin's financial activity within the campaign account. Monitor campaign bank account. 4) DBA - Brown & Associates Investment Services 5) CAPE FEAR REGIONAL THEATRE POSITION: Board Member/Treasurer NATURE: Board of Directors member and Treasurer for Cape Fear Regional Theatre. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2022 ADDRESS: 1209 Hay Street, Fayetteville NC 28305, United States DESCRIPTION: Provide guidance and support for the various arts programs CFRT has to offer. Act as treasurer byreviewing balance sheets/p&l statements monthly and report to Executive committee and full board once monthly. Report balance (growth or loss) information on Morgan Stanley investment account. I will occasionally be needed to sign checks as a second signature on amounts over a threshold to act as supervision from the board's perspective. I have no spending authority. I'm simply signing (as a second signature) that the board has voted approved the spending. 6) CHILD ADVOCACY CENTER POSITION: Training Facilitator & Committee Chair NATURE: Training Facilitator and Committee Chair of Lip Sync fundraiser for the Child Advocacy Center INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2014 ADDRESS: 222 Rowan Street, Fayetteville NC 28301, United States DESCRIPTION: I facilitate sexual child abuse recognition and reporting training for child-serving organizations (ex. Department of Social Services, special victims unit at the police department, day cares, etc.). I also organize the committee that plans the annual Lip Sync fundraiser for the CAC.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-26
• S63 Uniform Securities Agent State Law Examination
  2008-01-24

Other Names

• Karen Brown
• Karen Brown Masotti
• Karen Brown Masotti