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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-08-07 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Fall Hill | VA | 12/2011 | 03/2017 |
| Pnc Investments | Pittsburgh | PA | 12/2011 | 03/2017 |
| Dominion Financial Consultants | Washington | DC | 03/2017 | 09/2017 |
| Pnc Bank | Fredericksburg | VA | 10/2017 | 08/2025 |
| Pnc Investments | Pittsburgh | PA | 10/2017 | 08/2025 |
| Pnc Investments | Pittsburgh | PA | 10/2017 | 08/2025 |
| Lpl Financial Llc | Herndon | VA | 08/2025 | Present |
| Northwest Federal Credit Union | Herndon | VA | 08/2025 | Present |
1. 08/04/2025- Northwest Financial Advisors- DBA for LPL Business (entity for LPL business) Inv Rel- At Reported Business Location (s) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 08/14/2025 - Northwest Financial Advisors - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location (s) - Start Date 08/04/2025 - 80 Hrs/Mth - 80 Hrs During Trading.I provide investment advisory services through Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/18/2025 - NW INSURANCE AGENCY, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location (s) - Start Date 08/08/2025 - 15 Hrs/Mth - 15 Hrs During Trading. 4. 12/03/2025 - Northwest Financial Group, LLC - Referring Broker Dealer - Investment Related - At Reported Business Location (s) - Start Date 12/02/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-31 |
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