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Michael E Fosson

LPl Financial LLC

Columbus, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-05
  • OH RA
    APPROVED
    Since 2025-05-05

Branch Locations

291 E Livingston Ave., Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 05/2025
Lpl Financial Llc Colombus OH 05/2025 Present
Previous Registrations
  • 2012-10-01 → 2025-05-15
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Pataskala, OH
    Pataskala, OH
    Newark, OH
    Granville, OH
  • 2012-03-20 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Columbus, OH
    Columbus, OH
Other Businesses

1) 05/2025 - Stratos Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent 2) 01/23/2026- Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026 - 10 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Michael Eugene Fosson
  • Michael Eugene Fosson
  • Mike Fosson

View on SEC IAPD

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