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Cesar Emiliano Gomez

Rbc Securities, Inc

New York, NY

Pasadena, CA

San Dimas, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-26
  • CA RA
    APPROVED
    Since 2021-08-26

Branch Locations

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

55 S. Lake Ave 6Th Floor, Pasadena, CA 91101 • United States

San Dimas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Los Angeles CA 09/2007 09/2018
Wells Fargo Clearing Services, Llc Los Angeles CA 10/2018 08/2021
Wells Fargo Bank Los Angeles CA 10/2018 08/2021
City National Bank Pasadena CA 08/2021 Present
City National Securities Pasadena CA 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
  • S66 Uniform Combined State Law Examination
    2008-03-03
Other Names
  • Cesar E Gomez
  • Cesar Emiliano Gomez
  • Cesar Gomez

View on SEC IAPD

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