Javier Enrique Lucero

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-02
NM	RA	APPROVED	2022-06-09

TX RA
APPROVED_RES

Since 2023-05-02
NM RA
APPROVED

Since 2022-06-09

Branch Locations

6565 Americas Pkwy Ne Suite 850, Albuquerque, NM 87110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Albuquerque	NM	11/2011	04/2022
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	04/2022
Financial Engines Advisors L.L.C.	Santa Clara	CA	06/2022	Present

11/2011 → 04/2022

Fidelity Investments

Albuquerque, NM
07/2018 → 04/2022

Fidelity Personal And Workplace Advisors

Boston, MA
06/2022 → Present

Financial Engines Advisors L.L.C.

Santa Clara, CA

Previous Registrations

2018-07-13 → 2022-04-28

Fidelity Personal And Workplace Advisors

Boston, MA
2012-01-13 → 2018-07-13

Strategic Advisers Llc

Albuquerque, NM
2009-10-23 → 2011-11-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

San Antonio, TX
2008-01-15 → 2009-10-23

Banc Of America Investment Services, Inc.

Albuquerque, NM

Roswell, NM

Albuquerque, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-11

S66 Uniform Combined State Law Examination

2008-01-11

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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