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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-23 |
| PR | RA | APPROVED | 2024-08-29 |
| ID | RA | APPROVED | 2024-04-15 |
| GA | RA | APPROVED | 2024-03-04 |
| FL | RA | APPROVED | 2024-01-10 |
| OK | RA | APPROVED | 2023-11-27 |
| OH | RA | APPROVED | 2023-11-24 |
| IL | RA | APPROVED | 2023-11-17 |
| NY | RA | APPROVED | 2023-11-03 |
| UT | RA | APPROVED | 2023-10-23 |
| NV | RA | APPROVED | 2023-10-20 |
| OR | RA | APPROVED | 2023-10-20 |
| CT | RA | APPROVED | 2023-10-18 |
| TX | RA | APPROVED_RES | 2023-10-17 |
| PA | RA | APPROVED | 2023-10-11 |
| AZ | RA | APPROVED | 2023-07-24 |
| CO | RA | APPROVED | 2023-07-07 |
| CA | RA | APPROVED | 2023-07-05 |
Branch Locations
30011 Ivy Glenn Dr Suite 205, Laguna Niguel, CA 92677 • United States
1000 Sw Broadway Suite 1220, Portland, OR 97205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Burton Consulting Group | San Juan Capistrano | CA | 01/2006 | 11/2022 |
| Aegis Capital Corp | Melville | NY | 11/2022 | Present |
1) ACC AGENCY, INC. 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747; INVESTMENT RELATED; INSURANCE GENERAL AGENCY; PRODUCER/AGENT; START DATE: 02/02/2023; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-31 |
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