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Maria Jose Arnaldos-Rementeria

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2013-09-06
TX RA APPROVED 2013-08-30
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2013-09-06
  • TX RA
    APPROVED
    Since 2013-08-30

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-09-06
    New York, NY
  • 2006-03-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-01
S63 Uniform Securities Agent State Law Examination 2000-08-11
  • S65 Uniform Investment Adviser Law Examination
    2005-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-11
Other Names
  • Maria Jose Arnaldos-Ruiz
  • Maria Jose Arnaldos Rementeria

View on SEC IAPD

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