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Marjorie Graff

J.P. Morgan Securities LLC

Plano , TX

Cedar Park, TX

Hutto, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-07-01
TX RA APPROVED 2013-05-14
  • NJ RA
    APPROVED
    Since 2015-07-01
  • TX RA
    APPROVED
    Since 2013-05-14

Branch Locations

8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States

2600 E Whitestone Blvd Fl 1, Cedar Park, TX 78613 • United States

506 Hwy 79, Hutto, TX 78634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hutto TX 04/2013 Present
Jpmorgan Chase Bank, N.A. Hutto TX 04/2013 Present
Previous Registrations
  • 2011-01-03 → 2013-04-25
    Wells Fargo Clearing Services, Llc
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2007-11-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Modesto, CA
    Austin, TX
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2007-11-16
Other Names
  • Marjorie Lynn Graff

View on SEC IAPD

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