Best Investors Account Sign in

Joshua James Sparacino

LPl Financial LLC

Baton Rouge, LA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-02
LA RA APPROVED 2011-02-07
  • TX RA
    APPROVED_RES
    Since 2011-03-02
  • LA RA
    APPROVED
    Since 2011-02-07

Branch Locations

17501 Jefferson Hwy Ste C, Baton Rouge, LA 70817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 02/2011 Present
Previous Registrations
  • 2007-11-28 → 2011-02-08
    Edward Jones
    St Louis, MO
    Prairieville, LA
Other Businesses

1. 12/14/2010 - Sparacino Wealth Management, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/19/2015 - CLEMENTS INSURANCE - INV REL - 17501 JEFFERSON HWY, STE. A BATON ROUGE, LA 70817 - NON-VARIABLE INSURANCE - START 04/01/2015 - 20 HOURS PER MONTH, 2 DURING TRADING - INSURANCE AGENT. I WILL DO 1099 WORK FOR CLEMENTS INSURANCE. 3. 08/25/2015 - SPARACINO PROPERTY MANAGEMENT LLC - INV REL - 36437 MANCHAC TRACE AVE. PRAIRIEVILLE LA 70769 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 11/01/2014 - NO TIME SPENT - THIS IS SET UP TO PAY MY OFFICE LOAN, HOA AND TAXES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-09
Other Names
  • Joshua Sparacino

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor