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Cheri A Maasen

Charles Schwab & Co., Inc.

Boulder, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CO RA APPROVED 2006-10-05
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CO RA
    APPROVED
    Since 2006-10-05

Branch Locations

2480 Canyon Blvd Suite M4, Boulder, CO 80302-6702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.INc. Boulder CO 02/2000 Present
Charles Schwab Bank Boulder CO 02/2005 Present
  • 02/2000 → Present
    Charles Schwab & Co.INc.
    Boulder, CO
  • 02/2005 → Present
    Charles Schwab Bank
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-09
S63 Uniform Securities Agent State Law Examination 2000-08-03
  • S66 Uniform Combined State Law Examination
    2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    2000-08-03
Other Names
  • Cheri Ann Eccles
  • Cheri Ann Theis
  • Cheri Ann Maasen

View on SEC IAPD

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