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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-26 |
| CT | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sixteen Aires Optical | Springfield | MA | 11/2012 | Present |
| Voya Financial Advisors | Windsor | CT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Advisors Llc | St Cloud | MN | 10/2021 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2021 | Present |
| First Allied Securities, Inc. | San Diego | CA | 10/2021 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)SIXTEEN AIRES OPTICAL;NO;SPRINGFIELD, MA;OPTICAL, SELLING & MANUFACTURING EYEWEAR;OPTICIAN;11/15/2012;0;0;INTERPRET/VERIFY RX,MAKE GLASSES, CORRECT MANUFACTURING ERRORS AND MAKE RECOMMENDATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-07 |
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