Nicole Karen Choi

Current Employers

Employment History

• 12/2012 → 03/2019
  Lpl Financial Llc
  San Diego, CA
• 03/2019 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 03/2019 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 03/2019 → 05/2023
  Cetera Advisors Llc
  Denver, CO
• 11/2020 → 05/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2023 → 01/2025
  Ubs Financial Services
  San Diego, CA
• 01/2025 → Present
  Morgan Stanley Smith Barney Llc
  Rancho Santa Fe, CA
• 01/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2023-05-31 → 2025-01-21
  Ubs Financial Services Inc.
  San Diego, CA
  San Diego, CA
• 2022-01-20 → 2023-06-02
  Cetera Advisors Llc
  San Diego, CA
  San Diego, CA
• 2020-11-12 → 2023-06-02
  Cetera Investment Advisers Llc
  San Diego, CA
• 2019-03-21 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2013-01-30 → 2019-03-25
  Lpl Financial Llc
  San Diego, CA
• 2012-07-17 → 2012-12-07
  Lucia Capital Group
  San Diego, CA
• 2010-04-15 → 2012-03-02
  Lucia Capital Group
  San Diego, CA
• 2009-01-16 → 2010-06-14
  Raymond J. Lucia Companies, Inc.
  San Diego, CA

Other Businesses

(1) Trustee for the Choi Protection Trust / Established 11/2016 / Sole Trustee for the trust which is for the benefit of my father. / Approximately 2 hours devoted per month / 0 during trading hours / I reimburse my father for applicable expenses and provide care for him when needed. *625739 - Rover; Investment related: Yes; Seattle, Washington; Pet Care - Dog walking and dog/cat visits/boarding; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 9/2019; During business hours: 2; After business hours: 12; Pet Care

Exams

• S66 Uniform Combined State Law Examination
  2007-12-17