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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-10
UT RA APPROVED 2021-11-02
NV RA APPROVED 2020-09-08
NM RA APPROVED 2020-04-22
CO RA APPROVED 2020-04-21
AZ RA APPROVED 2019-04-08
  • CA RA
    APPROVED
    Since 2021-12-10
  • UT RA
    APPROVED
    Since 2021-11-02
  • NV RA
    APPROVED
    Since 2020-09-08
  • NM RA
    APPROVED
    Since 2020-04-22
  • CO RA
    APPROVED
    Since 2020-04-21
  • AZ RA
    APPROVED
    Since 2019-04-08

Branch Locations

6751 N Sunset Blvd E200, Glendale, AZ 85305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Phoenix AZ 02/2017 09/2018
Mml Investor Services Phoenix AZ 03/2017 09/2018
Outlook Advisors Fountain Hills AZ 06/2016 02/2017
Ken Grossman Insurance Agency Glendale AZ 02/2019 Present
State Farm Vp Management Corp. Glendale AZ 03/2019 Present
State Farm Insurance Tempe AZ 09/2018 01/2019
State Farm Investment Management Corp. Glendale AZ 04/2019 Present
  • 02/2017 → 09/2018
    Massmutual Life Insurance Company
    Phoenix, AZ
  • 03/2017 → 09/2018
    Mml Investor Services
    Phoenix, AZ
  • 06/2016 → 02/2017
    Outlook Advisors
    Fountain Hills, AZ
  • 02/2019 → Present
    Ken Grossman Insurance Agency
    Glendale, AZ
  • 03/2019 → Present
    State Farm Vp Management Corp.
    Glendale, AZ
  • 09/2018 → 01/2019
    State Farm Insurance
    Tempe, AZ
  • 04/2019 → Present
    Glendale, AZ
Previous Registrations
Other Businesses

1) Ken Grossman's Insurance Agency; Investment-related; 6751 N Sunset Blvd Ste E200 Glendale, AZ 85305-3158; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/2019; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-06
  • S63 Uniform Securities Agent State Law Examination
    2007-10-06
Designations
Other Names
  • Ken Grossman

View on SEC IAPD

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