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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

1349 W Lane Avenue Ste 900, Columbus, OH 43221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Group Benefits Agency Columbus OH 05/2013 01/2021
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Assuredpartners Columbus OH 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2013 → 01/2021
    Group Benefits Agency
    Columbus, OH
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Assuredpartners
    Columbus, OH
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-09-25 → 2013-05-21
    Invest Financial Corporation
    Worthington, OH
Other Businesses

1. NAME OF OTHER BUSINESS: ASSUREDPARTNERS ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: NEW SALES AND SERVICING, DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE,ACCIDENT , HEALTH; 2. OWNER OF HASTINSG ELITE, LLC - DUBLIN, OH 8 NON SEC HRS PER WEEK SINCE 01/2011 3. NAME OF OTHER BUSINESS: ASSURED PARTNERS DBA ASSURED NEACE LUKENS INVESTMENT RELATED: YES ADDRESS: 285 COZZINS ST COLUMBUS, OH 43215 NATURE OF BUSINESS: INSURANCE SALES START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF TRADING HOURS PER WEEK: 17 POSITION/TITLE/RELATIONSHIP: PRODUCER BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-17
  • S66 Uniform Combined State Law Examination
    2012-09-17

View on SEC IAPD

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