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9792 Maumelle Blvd, North Little Rock, AR 72113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-08-21 |
Branch Locations
9792 Maumelle Blvd, North Little Rock, AR 72113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Todd Christian Boswell | Little Rock | AR | 09/2017 | 04/2018 |
| Fis Global | Little Rock | AR | 11/2016 | 08/2017 |
| Northwestern Mutual Investment Services Llc | Little Rock | AR | 06/2018 | 01/2019 |
| Todd Boswell | Little Rock | AR | 04/2018 | 04/2018 |
| Teletech | Sherwood | AR | 08/2016 | 09/2017 |
| David Lukas Financial | North Little Rock | AR | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-25 |
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