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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-06 |
Branch Locations
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 01/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Business Ownership; Advisors on Lex LLC; Managing Partner; Manage Ameriprise Business; 122 East 42nd Street, Suite 2215, New York, NY, 10168-2297; Investment-Related; 02/12/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Westchester Institute of Human Development; None given so far. But might be in the area of fundraising.; WIHD Cedarwood Hall Valhalla, NY 10595, ,; ; 08/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Block Advisors; Preparing tax returns.; Tax Preparation; 119 East 23rd Street, , New York, NY, 10010; Not Investment-Related; 11/01/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-14 |
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