Katherine Anton

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 01/2020
  Morgan Stanley
  New York, NY
• 01/2015 → 01/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → Present
  Jpmorgan Chase Bank, Na
  New York, NY
• 01/2020 → Present
  Jpmorgan Securities, Llc.
  New York, NY

Previous Registrations

• 2012-10-12 → 2020-02-07
  Morgan Stanley
  New York, NY

Other Businesses

Effective 1/31/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-11

Other Names

• Katherine Bregman
• Katherine A Bregman
• Katherine B Anton
• Kate Bregman Anton
• Katherine Bregman Anton