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Adam Richard Sands

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-11
  • NY RA
    APPROVED
    Since 2023-07-11

Branch Locations

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kimberlite Advisors Llc New York NY 07/2015 02/2017
Incapital Llc New York NY 02/2017 11/2017
First Empire Securities, Inc. Hauppauge NY 11/2017 03/2019
Stifel, Nicolaus & Company, Incorporated New York NY 03/2019 09/2021
Lument (Orix Real Estate Capital) New York NY 09/2021 03/2023
Job Transition New York NY 03/2023 06/2023
Oppenheimer & Co. Inc. New York NY 07/2023 Present
  • 07/2015 → 02/2017
    Kimberlite Advisors Llc
    New York, NY
  • 02/2017 → 11/2017
    Incapital Llc
    New York, NY
  • 11/2017 → 03/2019
    First Empire Securities, Inc.
    Hauppauge, NY
  • 03/2019 → 09/2021
    Stifel, Nicolaus & Company, Incorporated
    New York, NY
  • 09/2021 → 03/2023
    Lument (Orix Real Estate Capital)
    New York, NY
  • 03/2023 → 06/2023
    Job Transition
    New York, NY
  • 07/2023 → Present
    Oppenheimer & Co. Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-02-23
  • S63 Uniform Securities Agent State Law Examination
    2008-02-23
Designations
Other Names
  • Adam Richard Sands
  • Adam Sands

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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