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Herman Watson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Myrtle Beach, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-02
SC RA APPROVED 2008-01-08
  • TX RA
    APPROVED_RES
    Since 2016-02-02
  • SC RA
    APPROVED
    Since 2008-01-08

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 09/2007 Present
Bank Of America, N.A. Myrtle Beach SC 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2007-12-21
Other Names
  • Herman E Watson

View on SEC IAPD

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