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Isaac Kim

J.P. Morgan Securities LLC

Columbus, OH

Torrance, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-07
TX RA APPROVED_RES 2022-09-07
  • CA RA
    APPROVED
    Since 2022-09-07
  • TX RA
    APPROVED_RES
    Since 2022-09-07

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

17200 S Hawthorne Blvd., Torrance, CA 90504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2015 03/2018
Cetera Financial Specialists Llc Schaumburg IL 12/2014 07/2017
Cetera Investment Services Llc Saint Cloud MN 12/2014 07/2017
Cetera Advisors Llc Denver CO 01/2015 03/2018
Vsr Financial Services, Inc. Overland Park KS 09/2015 10/2016
Girard Securities, Inc. San Diego CA 09/2015 07/2017
Investors Capital Corp. Lynnfield MA 09/2015 10/2016
Legend Equities Corporation Palm Beach Gardens FL 09/2015 12/2016
First Allied Securities, Inc. San Diego CA 09/2015 07/2017
Summit Brokerage Services, Inc. Boca Raton FL 09/2015 07/2017
Ares Management Llc Los Angeles CA 04/2018 02/2019
Ares Investor Services Llc Culver City CA 04/2018 02/2019
Aig Pasadena CA 03/2019 01/2020
First Heartland Capital Inc Lake St. Louis MO 05/2019 12/2019
Morgan Stanley Los Angeles CA 07/2020 07/2022
Sfg Retirement Plan Consulting Pasadena CA 02/2020 06/2020
J.P. Morgan Securities Llc Manhattan Beach CA 08/2022 Present
First Heartland Consultants, Inc Lake St Louis MO 05/2019 12/2019
Cetera Advisors Llc Saint Cloud MN 12/2014 07/2017
Shuster Financial Group, Llc Pasadena CA 02/2020 06/2020
American General Life Ins Co Lake St Louis MO 03/2019 01/2020
Cetera Financial Schaumburg IL 01/2015 03/2018
  • 01/2015 → 03/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2014 → 07/2017
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2014 → 07/2017
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2015 → 03/2018
    Cetera Advisors Llc
    Denver, CO
  • 09/2015 → 10/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 09/2015 → 07/2017
    Girard Securities, Inc.
    San Diego, CA
  • 09/2015 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 09/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 09/2015 → 07/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 09/2015 → 07/2017
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 04/2018 → 02/2019
    Ares Management Llc
    Los Angeles, CA
  • 04/2018 → 02/2019
    Ares Investor Services Llc
    Culver City, CA
  • 03/2019 → 01/2020
    Aig
    Pasadena, CA
  • 05/2019 → 12/2019
    First Heartland Capital Inc
    Lake St. Louis, MO
  • 07/2020 → 07/2022
    Morgan Stanley
    Los Angeles, CA
  • 02/2020 → 06/2020
    Sfg Retirement Plan Consulting
    Pasadena, CA
  • 08/2022 → Present
    J.P. Morgan Securities Llc
    Manhattan Beach, CA
  • 05/2019 → 12/2019
    First Heartland Consultants, Inc
    Lake St Louis, MO
  • 12/2014 → 07/2017
    Cetera Advisors Llc
    Saint Cloud, MN
  • 02/2020 → 06/2020
    Shuster Financial Group, Llc
    Pasadena, CA
  • 03/2019 → 01/2020
    American General Life Ins Co
    Lake St Louis, MO
  • 01/2015 → 03/2018
    Cetera Financial
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-07
  • S66 Uniform Combined State Law Examination
    2015-10-07

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
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AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

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HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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