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201 Corte Madera Ave, Corte Madera, CA 94925 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-10-12 |
| CA | RA | APPROVED | 2007-10-02 |
Branch Locations
201 Corte Madera Ave, Corte Madera, CA 94925 • United States
Kentfield, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
DUAL ENTERPRISES - NOT INVESTMENT RELATED; LOCATED AT 120 Ward ST, #5226, LARKSPUR, CA 94977; CREATES A PUBLISHING OFFERING FOR NON-INVESTMENT BOOKS THAT ARE GEARED TO SMALLER AUDIENCES AND NOT ABLE TO FIND A LARGER PUBLISHER BUT WORTHY TO BE PUBLISHED; I AM THE CEO; I STARTED THE BUSINESS IN 1990. ALL CURRENT ACTIVITIES ARE DELEGATED/LICENSED OUT AND DO NOT REQUIRE SIGNIFICANT TIME TO MANAGE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-17 |
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