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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-02
  • NY RA
    APPROVED
    Since 2024-01-02

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Brokers Greenwich CT 02/2013 09/2017
Royal Alliance Phoenix AZ 10/2017 12/2023
Osaic Wealth, Inc. Jersey City NJ 09/2023 12/2023
Snowden Lane Partners New York NY 01/2024 Present
  • 02/2013 → 09/2017
    Interactive Brokers
    Greenwich, CT
  • 10/2017 → 12/2023
    Royal Alliance
    Phoenix, AZ
  • 09/2023 → 12/2023
    Jersey City, NJ
  • 01/2024 → Present
    Snowden Lane Partners
    New York, NY
Previous Registrations
  • 2023-09-01 → 2023-12-26
    Scottsdale, AZ
  • 2018-02-13 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2010-10-15 → 2013-02-07
    Capital One Financial Advisors Llc
    Melville, NY
  • 2009-08-04 → 2009-08-26
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-13
  • S66 Uniform Combined State Law Examination
    2018-02-13

View on SEC IAPD

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