Richard E Marshall

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2022
  Brokertec Americas Llc
  Jersey City, NJ
• 09/2022 → 04/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 02/2022 → 08/2022
  Unemployed
  New York, NY
• 10/2022 → 04/2024
  Bank Of America, N.A.
  New York, NY
• 07/2024 → 08/2024
  Nylife Securities Llc
  New York, NY
• 06/2024 → 08/2024
  New York Life Insurance Company
  New York, NY
• 10/2024 → 09/2025
  Janney Montgomery Scott Llc
  New York, NY
• 09/2025 → 05/2026
  Janney Montgomery Scott Llc
  New York, NY
• 06/2026 → Present
  Morgan Stanley
  Garden City, NY

Previous Registrations

• 2024-10-08 → 2026-05-20
  Janney Montgomery Scott Llc
  New York, NY
• 2022-10-19 → 2024-04-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-01
• S63 Uniform Securities Agent State Law Examination
  2016-04-16

Other Names

• Richard E Marshall
• Richard Eusi Marshall