Anna M. Sohm

Current Employers

Employment History

• 08/2016 → Present
  Kestra Investment Services, Llc
  Chatham, IL
• 08/2016 → Present
  Kestra Advisory Services, Llc
  Chatham, IL

Previous Registrations

• 2001-01-02 → 2016-09-08
  Equitable Advisors, Llc
  Springfield, IL
  Rochester, IL
  Springfield, IL

Other Businesses

Business Name: Jefferson Middle School Investment Related: No Address: 1900 W. Monroe Springfield IL 62704 Nature of Business: Other Other/None of the Above Coaching middle school runners Position, Title or Relationship: Head Coach Start Date: 8/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Making the children run and teaching them sport Business Name: Coonrod Financial Group Investment Related: Yes Address: 450 N. Main St. Chatham IL 62629 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/2/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist clients in wealth building through securities and facilitating life insurance applications. Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 9/2/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100 Business Name: ANNA'S SOAP MAKING POSITION: Soap maker hobby NATURE: Selling homemade soaps INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2022 ADDRESS: 510 Parkview Drive, Rochester IL 62563, United States DESCRIPTION: Making organic soap bars Business Name: SPRINGFIELD MUNI OPERA POSI: President Elect Board Member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: N #OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2022 ADDRESS: 815 E. Lake Shore Dr., Springfield IL 62712 DESC: Volunteer driven organization that keeps up the Muni site location for shows during the summer months. Ticketing, site clean up such as stick pick up, seating assignments, help transferring elderly to seats, concession stand work, bathroom cleanliness and playbill distribution for all 4 shows. Effective November 1, 2023 I have been nominated as President Elect. This will mean I will serve in a Vice President capacity from Nov 1 2023 until Nov 1 2024 at which time I will become President for a one year term. Therefore, I will serve on the executive committee for a period of 2 full years with the organization. Upon the 3rd year, I will go back to a board of managers member only and will only be assigned committee duties as was the case for my term on the board from Oct 2022 to Nov 2023.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-26

Other Names

• Anna M. Sohn
• Anna M. Sohm